Please note: due to the current UK Government advise, we are running the MiFIR course remotely over WebEx until further notice.
We are currently offering discounted ticket types during the UK lockdown. Please get in touch if you have any questions.
The new MiFIR Transaction Reporting Foundation course (CPD certified and endorsed by CISI) will provide operations and compliance staff with a thorough grounding in the regulatory transaction reporting requirements. As well as detailing the regulatory reporting data standards, the course explains the systems and controls the ESMA expects firms to have over transaction reporting. All our courses are delivered by experts in the regulatory field.
There are various course dates available throughout 2020.
All course dates will be accompanied by an exam to provide evidence that the candidates have reached an appropriate level of understanding. The associated exams run from 9am-10am.
You will be auto scheduled to sit the exam in the same month that you take the course. All attendees must ensure they are available for both the course and the relevant exam per the dates listed above. Any attendee not available for the exam must pay an additional £100 re-sit fee.
Please note that we are currently unable to run exams due to our office being closed as a result of the Covid-19 lockdown restrictions.
2020 Course Dates
7th August 2020 (Exam - TBC)
26th August 2020 (Exam - TBC)
8th September 2020 (Exam - TBC)
21st September 2020 (Exam - TBC)
27th November 2020 (Exam - TBC)Course Details
The foundation course provides training on all the elements essential in meeting the MiFIR transaction reporting requirements including:
Background to the transaction reporting requirements
Transaction Reporting Basics
Reference Data standards
Field by field analysis
Systems & Controls over transaction reporting
ESMA expects firms to have appropriate training for staff in transaction reporting as part of their systems and controls. The London Stock Exchange Group Transaction Reporting Foundation Course provides perfect evidence that this requirement has been met.Who is this course suitable for?
This course is suitable for anyone who transaction reports. It is a foundation level qualification. This must be completed before attending the advanced course.Cost:
£300 plus VAT (Price has been reduced due to the UK lockdown)
NB: Fee can be invoiced or payment can be made with a debit or credit card at checkout.Other courses you might be interested in
UnaVista and the London Stock Exchange run a number of other courses on both financial regulation and the UnaVista platform, please check the website for the most up to date times.
Please contact us on +44 (0)20 7797 1214 for further details on our products and services.
Can't attend this time? Register your interest here for the next Transaction Reporting Foundation Course.
Before booking, please ensure you have read our cancellation policy.
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Tickets for MiFIR Transaction Reporting Foundation Course can be booked here.
|Ticket Information||Ticket Price|
|Transaction Reporting Foundation Course (£300 - Invoice)||Free|
|Transaction Reporting Foundation Course (£300 - Card Payment)||GBP 300|
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