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Market Abuse Fundamentals Course (MAR)

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Market Abuse Fundamentals Course (MAR)


The Market Abuse Fundamentals Course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective.  All our courses are delivered by experts in the regulatory field.

There are various course dates available throughout 2019 and 2020.  

Course Dates 2019

13 December 2019

Course Dates 2020

25th February 2020

9th April 2020

11th June 2020

22nd July 2020

14th September 2020

13th November 2020


Course Details

The foundation course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective, including:

Background


Evolution of the UK market abuse regime

Importance of market conduct and integrity

Structure of the legislation


 Market abuse criminal regime


Insider dealing

Market manipulation

Criminal sanctions


 Market Abuse Regulation (MAR)


Application – who is obligated, what financial instruments, what markets

Scope and exemptions

Breaches and penalties

Inside information and insider dealing

Public disclosure of inside information

Insider lists

Market soundings

Market manipulation

Managers’ transactions

Investment recommendations

Whistle-blowing

Relevant case studies


 Systems and Controls


Prevention and detection of market abuse: Best practice measures and regulatory expectations

Market abuse risk assessments

Automated and manual surveillance arrangements

Suspicious transaction and order reports (STORs)

Typical signs of market abuse and potential red flags

Relevant case studies


Who is this course suitable for?

This course is suitable for anyone who is involved with trade or transaction reporting.

Cost:

£600 plus VAT (UnaVista client rate)

£800 plus VAT (non-UnaVista client rate)

NB:  UnaVista clients will be invoiced the fee.  Non-UnaVista clients can pay by credit card.

Other courses you might be interested in

UnaVista and the London Stock Exchange run a number of other courses on both financial regulation and the UnaVista platform, please check the website for the most up to date times. 

Please contact us on +44 (0)20 7797 1214 for further details on our products and services.

Can't attend this time? Register your interest here for the next Transaction Reporting Foundation Course.

Before booking, please ensure you have read our cancellation policy.


This webpage contains information which without limitation consists of text, data, graphics, photographs, illustrations, artwork, names, logos, trade marks, service marks (“Information”), some of which is connected with London Stock Exchange Group plc and its subsidiaries (“LSEG”) (the “LSEG Information”). LSEG attempts to ensure the LSEG Information is accurate, but no responsibility or liability is accepted by or on behalf of the LSEG for any errors, omissions, or inaccurate Information on this webpage. LSEG does not guarantee the accuracy, timeliness, completeness, performance or fitness for a particular purpose of the webpage or any of the Information or LSEG Information on it, and is provided for information purposes only.

No action should be taken or omitted to be taken in reliance upon Information on this webpage. We accept no liability for the results of any action taken on the basis of the Information or for any loss from use of this webpage.

In the unlikely occurrence that any of our training events have to be cancelled or postponed due to circumstances beyond our control, we cannot be held responsible for any costs incurred by the event attendee.The LSEG group companies do not provide investment advice and nothing in this communication should be taken as constituting financial or investment advice.

To the extent permitted by applicable law, LSEG expressly disclaims all liability howsoever arising whether in contract, tort (or deceit) or otherwise (including, but not limited to, liability for any negligent act or omissions) to any person in respect of any claims, loss or damage of any nature arising directly or indirectly from: (i) anything done or the consequences of anything done or omitted to be done wholly or partly in reliance upon the whole or any part of the contents of this webpage; (ii) the use of any data or materials provided at an event organised by or behalf of LSEG, or on this webpage or unauthorized access to this webpage or otherwise; (iii) to any personal property left unattended during an event organised by LSEG unless caused by the negligence of LSEG or its employees; or (iv) death or any personal injury suffered by you at an LSEG event unless caused by the negligence of LSEG or its employees.

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Ticket Information Ticket Price
MAR Foundation Course (£600 client rate) Free
MAR Foundation Course (£800 non-client rate) GBP 800



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