The Market Abuse Fundamentals Course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective. All our courses are delivered by experts in the regulatory field.
There are various course dates available throughout 2019 and 2020.
Course Dates 2019
13 December 2019
Course Dates 2020
25th February 2020
9th April 2020
11th June 2020
22nd July 2020
14th September 2020
13th November 2020
The foundation course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective, including:
Evolution of the UK market abuse regime
Importance of market conduct and integrity
Structure of the legislation
Market abuse criminal regime
Market Abuse Regulation (MAR)
Application – who is obligated, what financial instruments, what markets
Scope and exemptions
Breaches and penalties
Inside information and insider dealing
Public disclosure of inside information
Relevant case studies
Systems and Controls
Prevention and detection of market abuse: Best practice measures and regulatory expectations
Market abuse risk assessments
Automated and manual surveillance arrangements
Suspicious transaction and order reports (STORs)
Typical signs of market abuse and potential red flags
Relevant case studies
Who is this course suitable for?
This course is suitable for anyone who is involved with trade or transaction reporting.
£600 plus VAT (UnaVista client rate)
£800 plus VAT (non-UnaVista client rate)
NB: UnaVista clients will be invoiced the fee. Non-UnaVista clients can pay by credit card.
Other courses you might be interested in
UnaVista and the London Stock Exchange run a number of other courses on both financial regulation and the UnaVista platform, please check the website for the most up to date times.
Please contact us on +44 (0)20 7797 1214 for further details on our products and services.
Can't attend this time? Register your interest here for the next Transaction Reporting Foundation Course.
Before booking, please ensure you have read our cancellation policy.
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|Ticket Information ||Ticket Price |
| MAR Foundation Course (£600 client rate) || Free |
| MAR Foundation Course (£800 non-client rate) || GBP 800|